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EPCIS 1.2 – SOM ESM Update Lot Information

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Overview

The EPCIS 1.2 – SOM ESM Update Lot Information transaction is an XML-based message used to update or correct lot-level information for serialized pharmaceutical products and ensures that accurate lot data is available for downstream traceability, verification, and regulatory reporting.

With TraceLink’s OPUS Platform and B2N Integrate-Once™ architecture, this transaction works in conjunction with Enterprise Serialization Management (ESM) systems and enables secure, standards-based updates to EPCIS 1.2-compliant serialization records, ensuring that all trading partners and systems reference the most current and accurate lot information.
 

Key Use Cases

  • Correct or update lot-level attributes (e.g., expiration date, GTIN, or batch number) for serialized products.
  • Ensure accurate lot data is available for risk evaluation and product release.
  • Maintain regulatory compliance by updating DSCSA and global track and trace product information.
  • Synchronize serialization data across internal systems and external trading partners.
  • Support downstream verification, traceability, and product recall readiness.
  • Enable real-time updates without reissuing full EPCIS event history.
     

Data Elements Included

An EPCIS 1.2 – SOM ESM Update Lot Information transaction includes:

  • Transaction Type: SOM ESM Update Lot Information.
  • Lot Number: Unique identifier for the batch or lot being updated.
  • Updated Attributes: GTIN, expiration date, manufacturing date, or other product metadata.
  • Associated EPCs: Serialized product identifiers (SGTINs) linked to the lot.
  • Business Location: Facility or region where the update originates.
  • Timestamp: Date and time the update was submitted.
  • Reason Code or Comments: Explanation for the update (e.g., correction, regulatory requirement).
  • Digital Signature (optional): For secure, auditable confirmation.
  • Sender/Receiver Identifiers: GLNs or partner codes for traceability.
     

Benefits of EPCIS 1.2 – SOM ESM Update Lot Information

  • Ensures data accuracy across serialization, and regulatory systems.
  • Enables real-time updates to lot-level information without reprocessing full shipments.
  • Supports DSCSA and global track and trace compliance by maintaining accurate product metadata.
  • Improves inventory and shipment decision-making with the most up-to-date lot attributes.
  • Enhances traceability and verification by aligning EPCIS records with current lot data.
     

How TraceLink Supports EPCIS 1.2 SOM ESM Update Lot Information

TraceLink’s OPUS Platform, powered by B2N Integrate-Once™, enables secure, compliant, and efficient lot data updates by:

  • Centralizes lot data updates by integrating with master data, serialization, and compliance systems.
  • Synchronizes updated lot attributes (e.g., GTIN, expiration date, batch number) across all connected partners and internal platforms.
  • Validates lot-level changes before applying updates to ensure data integrity and regulatory compliance.
  • Distributes real-time updates to downstream systems without requiring reprocessing of full EPCIS event files.
  • Maintains a full audit trail of all lot modifications for traceability, compliance, and quality control.
  • Supports global partner alignment by ensuring consistent lot data across all serialization workflows.
     

Explore More Serialization & Compliance Capabilities

  • EPCIS Serialization: Record and share commissioning events at unit, case, or pallet level for regulatory compliance.
  • SOM End of Batch: Close a serialized batch and validate lot data before downstream use.
  • DSCSA ASN: Share serialized shipment data with downstream partners.
  • SOM Product Release: Authorize serialized units for shipment, requiring validated lot details.
  • SOM Receipt: Confirm receipt of serialized shipments.

See All Serialization and EPCIS Capabilities  

 

Need Help Implementing EPCIS 1.2?

Contact us to learn how our OPUS Platform and B2N Integrate-Once™ model can help you maintain accurate lot-level data, ensure SOM and DSCSA compliance, and enable real-time traceability across your pharmaceutical supply chain.

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